Secure Planning Disclosures


Secure Planning ADV Disclosure Brochure

The Secure Planning, LLC. ADV Disclosure brochure provides clients and prospective clients with information about Secure Planning and its advisory services that should be considered before becoming a client of Secure Planning. This brochure has been prepared by Secure Planning, LLC. 

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Secure Planning Business Continuity Plan

Secure Planning, LLC. plans to quickly recover and resume business operations after a significant business disruption (SBD) and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business.  In short, our company's business continuity plan (BCP) is designed to permit us to resume operations as quickly as possible, given the scope and severity of the SBD.

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Customer Privacy Notice

As your Broker/Dealer and Registered Investment Advisor, Secure Planning, LLC. strongly believes in protecting the confidentiality and security of information we collect.

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Client Profile Form 

When you become a client of Secure Planning, LLC. we will ask you to fill out this Client Profile form.  Every three years, or anytime there is a significant change to your situation, we will ask you to review, update and sign this form again. 

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